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• Caring Company

• Good Level

• CLP Smart Energy Award 2024 Renewable Energy Contribution Award

• Best Companies to Work For in Asia 2024

• Best in Trading for Hong Kong Securities Firms(G3 Bonds)

• Top Salespeople in China Market(G3 Bonds)

• Top Salespeople in Singapore Market(G3 Bonds)

Haitong Low Carbon Pioneer Fund

• HK Market - Best Fund Launch - Equity

• HK Market - Most Innovative Product - Equity

• MPF Rating Silver 2024

• MPF Ratings Consistent Performers Age 65 Plus Fund

• Haitong MPF Retirement Fund Haitong Hong Kong SAR Fund Class A(5/10 years)

• Performance award – China A-Share Equity (10 years)

• Award for ESG Concern of the Year

• Hong Kong Green Organisation

• Outstanding ESG Award

• Outstanding ESG Award

• Renewable Energy Contribution Award

• Best Graduate Program

• Best Companies to Work For in Asia 2023

• China (A & B shares) Best International Brokerages

• India Best International Brokerages

• Taiwan Best International Brokerages

• Performance award – China Bonds, onshore (5 years)

• Haitong MPF Retire Fd-Haitong Hong Kong SAR A (3/5/10 years)

• China Bonds, Onshore (3 Years)

• Greater China Equity (5 Years)

• Global Equity (3 Years)

• Global Equity (10 Years)

• Outstanding Cross-Boundary Financial Services Awards

• Best ECM House - Hong Kong

• Best IPO – China (Off Shore)

• Outstanding Award for Green and Sustainable Bond Lead Manager (Local State-owned Enterprises) - Largest Amount of Green and Sustainability Bonds

• Pioneering Organisation in ESG Disclosure Enhancement

• Awards of Excellence in Corporate Governance (Honourable Mention)

• Best Company to Work for in Asia (Hong Kong)

• Special ESG Awards - Outstanding ESG Performer of the Year (Listed Company) Platinum Award

• High Net Worth (Product/Service) - Excellence

• Best Securities House - Hong Kong

Hong Kong Pension Funds Awards:

• Equity Global 3 Years/?5 Years

• Equity Hong Kong 3 Years/?5 Years/?10 Years

• Mixed Asset HKD Balanced 3 Years

• Mixed Asset HKD Conservative 3 Years

• Best ECM House - Domestic - Hong Kong

• Performance Awards: Global Equity (5 Years) / Global Equity (10 Years)

• Market Awards:?Hong Kong: Most Innovative Product (ETF)

• Regional Awards: Best New Product (ETF)

• Sustainable Investment Awards: ESG Fund of the Year (ETF)

• Best Total Return - Greater China Fixed income 5 Year - 2nd runner up

• Top Issuer – Turnover

• Model of Chinese Brokerage

• Top Market Maker – ETP Turnover

• Top Participating Dealer – ETF Creation & Redemption

• Performance Award — Global Equity (10 Years)

• Best ESG Manager (Hong Kong)

• Most Innovative Product (Hong Kong)

• Best Securities House of the Year (Hong Kong)

• Best Broker (Hong Kong — Chinese Financial Institutions)

• Best Company to Work For in Asia 2021

• Most Innovative ETF(HK)-Haitong MSCI China A ESG ETF

• Derivatives Provider of the Year-Excellence

• High Net Worth Service-Excellence

• ESG Leading Enterprise Awards-ESG Investing

• Excellence in ESG Governance Grand Award

• Carbon Neutral Award Commendation

• Best Asian Investment Bank?

• Listed Company Awards of Excellence ?

• Best Wealth Manager (Hong Kong) ?

• Securities House of the Year (Hong Kong)?

• Best for Cross Border ECM?

• Securities House of the Year ?

• Best Companies to Work for in Asia (Hong Kong Edition)

• Best Fund House, China Offshore ?

• Derivatives Provider of the Year – Excellence

• Top Market Marker - ETP Turnover

• Japan – Category Stockpicker – Industrial

• Best Securities House of the Year – Hong Kong

• ?Best ETF Market Maker (Hong Kong)?

• ?Best Wealth Manager (Hong Kong) - Rising Star?

• ?Securities House of the Year?

• ?Best Broker in Hong Kong (Chinese Financial Institutions)?

• Derivatives Provider of the Year – Excellence Award

• Bonds – Excellence Award

• Best Companies to Work for in Asia (Hong Kong Edition)

• Asian Rising Star - WINNER

• Most Innovative Product - WINNER

• Best Securities House of the Year – Hong Kong

• Securities House of the Year

• Best ETF Market Maker

• Best Equity Derivatives House

• Best Hong Kong Investment Bank

• Derivatives of the Year Excellence Award

• Securities Company of the Year Outstanding Award

• Wealth Management Platform Outstanding Award?

• Risk Management Outstanding Award?

• Best Companies to Work for in Asia 2018 (Hong Kong Chapter)

• The Best Fund House – China Offshore

• Best Business Development

• Top Shanghai Connect Trading – Chinese Broker

• Top Shenzhen Connect Trading – Chinese Broker

• Top Securities Market Maker L&I Product Turnover

• Top Securities Market Maker ETF Turnover

• Market Maker/Liquidity Provider Award in Stock Futures

• HKEX Gold Futures Active Participant Award 2018 Liquidity Provider

• 2018 Best 1 Year Performance Awards– Equity Fund (China &Hong Kong)?

• 2018 Best 1 Year Performance Awards– Equity Fund (International)?

• Best RMB Offshore Fund – 7 Years?

• Hong Kong - Best RMB Manager?

• Best Asian IB?

• Tokyo-based research analyst Mark Brown ranked No.1 in “Top Industry Stock Pickers – Real Estate” in Japan for the second consecutive year. ?

• Research analyst Michael Makdad and Tsutomu Kijima ranked No. 2 in “Top Industry Stock Pickers – Banks” and “Top Industry Stock Pickers – Machinery” in Japan respectively.

• Securities House of the Year ?

Hong Kong -?Chinese Financial Institutions

• ?“Best Investment Bank”?

• ?“Best Broker” ?

• ?“Best ECM House”?

• ?“Best DCM House”?

• Investment Banking - M&A Deal Excellence Award?

• Investment Banking - Derivatives Provider of the Year Excellence Award?

• Best ETF Market Maker ?

• Best 1 Year Performance - MPF Conservative Fund ?

• Best Securities House in Hong Kong?

• Best Equity House in China – Offshore ?

• Garnered 14 “Best Analyst” awards in Asiamoney Brokers Poll 2017?

• Mumbai-based research analyst Santosh Singh – named
  “Best Analyst for India Insurance Sector” ?

• Ranked No.1 in “Top Overall Stock Pickers - Real Estate” in Japan

• Ranked No.1 in “Top Industry Stock Pickers -?Real Estate” in Japan

• ?“Best ECM House 2016” among the Chinese financial institutions in Hong Kong

• Investment Banking - Financial Advisory Excellence Award

• Investment Banking - Securities Company of the Year

• Best RMB Bonds, Offshore (5 years)

• Best 1 Year Performance - Equity Fund (Asia)

• Best 1 Year Performance - MPF Conservative Fund

• Longevity Award - Best 10 Year Performance - Equity Fund (HK & China)

• Best-in-Class MPF Investment Manager - HK Equity

• Best-in-Class ETF Fund - China Equity (A Shares)

• Hong Kong Corporate Governance Excellence Awards 2015

• 2015 Best Investment Banking Company Hong Kong

• 2015 Best Securities Brokerage Company Hong Kong

• Security Company of the Year

• Security Company of the Year

• Best ETF Market Maker

• Best ETF Manager for Investor Education

• Longevity Award - Best 10 Year Performance Equity Fund (HK & China)

• 2014 Shanghai Financial Industry Leader- Dr. Lin Yong

• Best Brokerage Company in Hong Kong

• Best Chinese Investment Bank

• Best Asset Management Service Provider

• Annual Financial Industry Leader - Dr. Lin Yong

• Best Salesperson in Hong Kong - Ranked 3rd

• Constituent of Hang Seng Composite SmallCap Index (“HSSI”)

• Issuer credit ratings of “BBB” long-term and “A-2” short-term with stable outlook

• Best Chinese Broker in Hong Kong

• Best of the Best Domestic Equity House - Hong Kong

• 2013 Best Asset Management Team in Greater China Diamond Award

• 2013 Best Research Team in Greater China Diamond Award

• Outstanding Equity House

• Outstanding RMB Management

• The Best Chinese Investment Bank in Hong Kong

• 2012 Outstanding Investment Bank – Diamond Award

• 2012 Best Leader in Finance Diamond Award - Dr. Lin Yong

• Best Chinese Investment Bank

• Best Overseas Research Team

• Best Equity House in Hong Kong